REQUEST A DEMO
Webinar

Outsourced, but Not Forgotten: Third-Party Regulatory Requirements for Financial Institutions

Wednesday, April 8th from 1:00 pm – 2:00 pm EST

Strategic outsourced vendor relationships are an essential business model component of most, if not all financial institutions. Third-party vendors are frequently used for payment processing, telemarketing, online account management, and other tasks within a financial institution.

Properly managed, third-party vendors provide specialized skills at a cost far lower than the financial institution would incur if they performed the functions in-house. Although vendor relationships offer substantial benefits, they expose the financial institution and its customers to increased risk.

This webinar will explore the vast body of regulatory discussion, specifically focusing on commentary in the past few years from the Consumer Financial Protection Bureau, the Office of the Comptroller of the Currency, and the Board of Governors of the Federal Reserve.

We will discuss hot-button issues for current regulatory enforcement actions, and provide predictions of fertile grounds for future enforcement actions. We will also address legal challenges to recent vendor-management regulatory commentary, concluding with best practices and key takeaways.

Who Should Attend

>  Board Members
>  CEOs / COOs / CFOs
>  General Counsel
>  Risk Management Executives
>  Senior Information Security Officers
>  Senior Compliance Officers

* Registration Required

Request this Webinar

Fill out this form to view the webinar, you will be emailed a link to the address you provide.

Partners

  • Event Information

    Date:

    Wednesday, April 8, 2015

    Time:

    1:00 pm - 2:00 pm EST

    Speakers:

    Anthony J. McFarland
    Bass, Berry, & Sims
    Partner     Brian R. Iverson
    Bass, Berry, & Sims' Intellectual Property Litigation Practice Group
    Co-Assistant Practice Leader

    Location:


    From the comfort of your own computer

    Format:


    Educational Webinar

    • About the Presenter | Anthony J. McFarland

    Tony is a partner with Bass, Berry, & Sims and has more than 30 years of experience working with leaders at public and private companies, particularly those in the financial services and healthcare industries. Tony has represented and counseled clients involving financial institution and broker-dealer liability claims, data security and privacy matters, and public and private company business disputes; his representation and advice has assisted the firm's clients avoid more than $500 million in liability exposure. Additionally, Tony is a Nashville Bar Foundation Fellow, a member of the Nashville Bar Association Chancery & Circuit Courts Committee, and an active participant in the Nashville Bar Association pro bono program.

    About the Presenter | Brian R. Iverson

    Brian is a co-assistant practice leader of Bass, Berry, & Sims' Intellectual Property Litigation Practice Group. In this capacity, Brian represents companies on both sides of patent infringement claims through complex litigation and dispute resolution. In addition, Brian represents and counsels financial institutions in a rapidly evolving statutory and regulatory environment. Brian has handled a wide variety of matters, working with everyone from individual innovators to leaders at multi-billion dollar corporations; from back office employees to board members at both state-chartered and federally chartered banks in order to resolve disputes and obtain favorable outcomes. In addition to his representation in high-stakes litigation, Brian is a member of the firm's Pro Bono Committee, assumes individual pro bono cases himself and coordinates the firm's participation in the Homeless Experience Legal Protection (HELP) program and the Veterans Consortium.

    About Symantec

    Symantec is a global leader in infrastructure software, enabling businesses and consumers to have confidence in a connected world. Symantec helps customers protect their infrastructure, information, and interactions by delivering software and services that address risks to security, availability, compliance and performance. Headquartered in Cupertino, California, Symantec has operations in 40 countries.

    About NYSE

    Established in 1792, the New York Stock Exchange is one of the world's leading equities markets and, combined with the NYSE Group family of exchanges, trades more U.S. equity volume than any other exchange group. NYSE is the world's most diverse exchange group, offering a broad and growing array of financial products and services in Europe and the United States that include cash equities, futures, options, exchange-traded products, bonds, market data, and commercial technology solutions.